Scope: The document below outlines the procedures that Library Technical Services serials receiving staff follow when updating records for ceased publications.
Contact: Elizabeth Perenyi
Unit: Serials Management
Date last reviewed: 04/30/08
Date of next review: April 2009
- Check-In Records
- Purchase Orders
- Bibliographic Records
- Holdings Records
- Distribution of Notifications
A. Check-In Records - Review Receipt History
- Are all published issues received?
- Should claiming be done?
If the answer is yes, proceed to generate a claim, follow the Unit's guidelines. - Review Payment History
- If no credit from vendor is needed proceed to 3.
- If credit or refund is needed:
- Request credit by e-mail, correspondence or telephone. To note that credit has been requested, use the Add Issue or Change Issue function in the check-in pattern
- Create a note: "Credit requested for [issue information]"
- Set an Expected Date for the credit to be received, using best judgment considering vendor practices
- Set Display in OPAC for all issues received to No in Receipt History.
- Add all issues received, even if incomplete, to holdings.
- Close the check-in pattern after the last published issue and/or credit is received.
- Make notation in Check-in Note: CEASED.
B. Purchase Orders
- Make notation in the Line Item Note: CEASED.
- If no further action is needed, COMPLETE the purchase order record.
C. Bibliographic Records
Please also refer to LTS Acquisitions Condensed List of Frequency Codes for Continuing Resources
- Fixed field (008)
- Variant fields:
Field 260 (Imprint)
With issue in hand, close publishing year.
Example: New York, NY : |b American Telephone and Telegraph Co., |c 1956-2003.
Field 362 (Dates of publication and volume designation)
362:0: (formatted style) Use if Cornell University Library owns the actual issue the publication ceased with.
Pre-AACR2 cataloging (Check Leader: Cataloging Form: _ Non-ISBD)
Examples:
v. 1-36; 1961-1996.
v. 1-36, no. 5; Jan. 1961-May 1996.
1930-1992.
-1996.
AACR2 cataloging (Check Leader: Cataloging Form: a : AACR2)
Examples:
Vol. 1, no. 1 (Jan. 1987)-v. 9, no. 3 (Mar. 1986).
Vol. 77, num. 1 (enero-feb. 1981)-v. 89, num. 12 (dec. 1993).
-v. 9.
-2 (2001).
Oct.-Dec. 1980 ; New ser., v. 1, no. 1 (Jan. 1981)-v. 15, no. 5 (May 1995).
'90-'96.
362:1: (unformatted style) Use if Cornell University Library does not own the actual issue the publication ceased with.
Began in 1980; ceased with July 2000.
Began with v. 1, no. 1 (Jan./Mar. 2007); ceased with v. 6, no. 4 (Oct./Nov. 2007)
Ceased in 2003.
Ceased with v. 4, published in 1995.
Ceased with third series, Vol. 1, No. 1 (Jan. 2000).
Ceased publication.
D. Holdings Records
- Check holdings (Are all items received listed, including incomplete holdings?)
- Change Receipt Status to 2 (Received and complete or ceased) in fixed field 008.
- Add note in 852 |x CEASED PUBLICATION
- Update records for all copies of the same title that LTS staff are responsible for with the same ceasing information.
E. Distribution of Notifications
- On the notification letter, write the title in red in the upper right hand corner.
- Place the letter in the designated tray for filing (keep letters from publishers only, information that we do not have access to otherwise)
- Print a copy of the Holding record for each title.
- Distribute the printouts as follows:
- For titles held in Olin, Uris & Asia, including O/K/U Reference Collections, send the printout to Access Services with a note stating "Ceased Publication."
- Notify unit libraries either by sending a copy of the printout, or through e-mail.